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Advanced · Self-paced learning

Auditing AI Governance and Management Systems

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A policy requires approval before an AI model is used in production. In the audit case, the operating log shows use two weeks before the recorded approval. Compare the events and investigate what the discrepancy establishes. Formulate a finding and record your work in an audit file.

Plan a limited internal audit, select criteria and examine approval and operating records. Formulate a finding and seek clarification about timing, possible exceptions and other uses. Reassess the finding when a dated exception appears. Specify how new extracts will be checked and how inaccurate timestamps will be handled.

A planned course tool lets you enter criteria, evidence and findings to create an audit file and report. Real standards-based audits require access to current standards; interviews and other audit activities require additional practice.

What you will work on

  • Plan an AI governance audit with criteria and independence considerations
  • Repeatedly compare operating and approval records and investigate discrepancies
  • Assess production use two weeks before recorded approval

Who it is for

  • Internal auditors
  • Internal AI management system auditors
  • Internal AI governance assurance professionals

Topics

  • Audit mandate and independence
  • AI governance and management system criteria
  • Controls, sampling and evidence
  • Findings and evidential limits
  • Clarification and follow-up

Your result

Your completed AI governance audit file contains criteria, operating records, findings and follow-up questions. The audit guide supports review of new extracts.

Prerequisites

Basic internal audit and AI governance knowledge. You need an approved process extract or an audit case study. Real standards-based audits require separate access to current standards and expert review of them.

Format and approach

Planned: 8–10 hours of self-study, with a document case and self-checks with explanations.

Planned learning time: 8–10 hours

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